Law 634:  Securities Law

This course covers securities regulation and enforcement under the Securities Act of 1933 and the Securities Exchange Act of 1934. It provides a broad overview of securities regulation and disclosure rules, and discusses specific topics including: the definition of a security, registration of securities with the Securities and Exchange Commission, exemptions from registration, private suits by investors, securities class action litigation, and public government enforcement proceedings.

 Evaluation: Final examination

Sequence and Prerequisites: Business Associations I is a prerequisite or co-requisite.

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